CFTC Orders Bitcoin Exchange Bitfinex To Pay $75,000 For Offering Illegal...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Hong Kong-based bitcoin exchange, BFXNA Inc. d/b/a Bitfinex (Bitfinex), for...
View ArticleSEC Halts EB-5 Scheme Stealing Investments In Cancer Center
The Securities and Exchange Commission today announced fraud charges and an asset freeze against a husband and wife accused of misusing two-thirds of the money they raised from investors for the...
View ArticleNasdaq, Inc. Prices $500,000,000 Senior Notes Offering
Nasdaq, Inc. (the “Company”) (Nasdaq:NDAQ) today announced that it priced a public offering of $500,000,000 aggregate principal amount of U.S. dollar-denominated 3.850% senior notes due 2026 (the...
View ArticleCFTC To Reopen Comment Period For Specific Elements Of Regulation Automated...
The U.S. Commodity Futures Trading Commission (CFTC) will reopen the comment period for specific elements of Regulation Automated Trading (Regulation AT). This is being done in conjunction with a CFTC...
View ArticleSEC: Forex Trader Misrepresented Track Record And Hid Massive Losses
The Securities and Exchange Commission today charged a New York City-based trader with defrauding investors out of millions of dollars by misrepresenting her investment track record, the profitability...
View ArticleNigerian Stock Exchange Receives Award for Promoting Financial Literacy
The Nigerian Stock Exchange on Friday, May 27, 2016, received the “Corporate Achievement Award to a Financial Institution” at the inaugural annual Financial Literacy Excellence (FILEX) Awards. The...
View ArticleTOM MTF Statistics Week 22, 2016
Click here to download the weekly statistics update of TOM MTF for week 22, 2016. In week 22 a total of 296.992 equity and index option contracts were traded resulting in a TOM MTF market share versus...
View ArticleFederal Reserve Governor Lael Brainard At The Council On Foreign Relations,...
In recent months, financial conditions have eased, and there are encouraging signs that consumption has regained momentum. On the other hand, there are tentative signs of slowing in the labor market...
View ArticleCFTC Charges Haena Park And Her Companies Phaetra Capital GP LLC, a/k/a/...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the Southern District of New York, charging Haena Park...
View ArticleNigerian Stock Exchange Weekly Market Report For The Week Ended June 3, 2016
It was a four-day trading week as the Federal Government of Nigeria declared Monday 30th May, 2016 as Public Holiday to commemorate “Democracy day”.read more...
View ArticleTMX Group Consolidated Trading Statistics â May 2016
TMX Group Limited today announced May 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.read more...
View ArticleESMA Publishes Updated AIFMD Q&A
The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive...
View ArticleIEX Strengthens Management Team, Adding New Chief Strategy Officer - Current...
IEX, the first buyside-owned Alternative Trading System (ATS) and one of the largest in U.S. equities, today announces the addition of a new Chief Strategy Officer to bolster its management team as it...
View ArticleFederal Court Orders Florida Resident Rico Omar Cox To Pay Over $940,000 And...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge William J. Zloch of the U.S. District Court for the Southern District of Florida (Fort Lauderdale) entered an Order of...
View ArticleCBOE Named âExchange Of The Yearâ At GlobalCapital Americas...
Chicago Board Options Exchange® (CBOE®) announced today that it was named “Exchange of the Year” Thursday night at GlobalCapital’s Americas Derivatives Awards 2016 ceremony in New York City.read more...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of May 31, 2016 are now available.read more...
View ArticleFederal Reserve Board Approves Advance Notice Of Proposed Rulemaking And...
The Federal Reserve Board on Friday approved an advance notice of proposed rulemaking (ANPR) inviting comment on conceptual frameworks for capital standards that could apply to systemically important...
View ArticleSchaeffler AG To Be Included In MDAX - Deutsche Börse Reviews...
On Friday, Deutsche Börse announced changes to its selection indices, which will become effective on 20 June 2016. The shares of Schaeffler AG will be included in the MDAX index and will replace the...
View ArticleSEC: Childhood Friends Charged With Insider Trading In Pharmaceutical Stocks
The Securities and Exchange Commission today charged two Rhode Island men with insider trading in the securities of deal targets being pursued by the pharmaceutical company where one of them worked....
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