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ASIC Releases Its Third Licensing Activity Report

ASIC today published its third report on its approach to licence applications.read more...

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SGX Welcomes Xandar Capital As Catalist Full Sponsor

Singapore Exchange (SGX) is pleased to welcome Xandar Capital as a Full Sponsor on Catalist, its sponsor-supervised board for growth companies.read more...

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Deutsche Börse And Taiwan Futures Exchange Enter Into Market...

Taiwan Futures Exchange (TAIFEX) and Deutsche Börse Market Data + Services signed a market data partnership agreement, under which Deutsche Börse will act as the licensor of TAIFEX market data and...

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30May/Mobile collateral versus immobile collateral

The pre-crisis financial architecture was a system of mobile collateral. Safe debt, whether government bonds or privately produced bonds, ie asset-backed securities, could be traded, posted as...

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30May/Expectations and investment

Using micro data from the Duke University quarterly survey of Chief Financial Officers, we show that corporate investment plans as well as actual investment are well explained by CFOs' expectations of...

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30May/Who supplies liquidity, how and when?

Who provides liquidity in modern, electronic limit order book, markets? While agency trading can be constrained by conflicts of interest and information asymmetry between customers and traders, prop...

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IIROC Publishes Guidance And Resources To Help Protect Senior Investors

In conjunction with Seniors' Month in June, the Investment Industry Regulatory Organization of Canada (IIROC) is publishing guidance for IIROC-regulated firms as well as educational materials for...

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S&P Dow Jones Indices Market Attributes: Europe Index Dashboard

Download this month's dashboardread more...

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SEC: Mortgage Company And Executives Settle Fraud Charges

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U.S. Department Of The Treasury: Report On Foreign Portfolio Holdings Of U.S....

The final results from the annual survey of foreign portfolio holdings of U.S. securities at the end of June 2015 were released today on the Treasury website at...

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SEC: Nashville Firm Schemed to Collect Extra Fees From Hedge Funds

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Statement of Chairman Timothy Massad on No-Action Letter Shanghai Clearing House

Statement of Chairman Timothy Massad on No-Action Letter Shanghai Clearing House

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May 31, 2016 - SS&C Appoints Rainer Fuchsluger to Drive Strategic Growth...

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Endogenous Formation of Limit Order Books: Dynamics Between Trades....

In this talk, we present a continuous time extension of the framework for modeling market microstructure, developed in our previous work. We use this extension to model the shape and dynamics of the...

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A unified approach to mortality modelling using state-space framework:...

This paper explores and develops alternative statistical representations and estimation approaches for dynamic mortality models. The framework we adopt is to reinterpret popular mortality models such...

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CFTCâs Division Of Clearing And Risk Issues No-Action Letter For...

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) today issued a time-limited no-action letter stating that DCR will not recommend that the CFTC take...

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BOX Options Exchange: Changes To The BOX Fee Schedule

Click here to download details of changes to the BOX fee schedule.

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Statement Of CFTC Chairman Timothy Massad On No-Action Letter Shanghai...

I am pleased that CFTC staff has granted important no-action relief to Shanghai Clearing House. As of today, Shanghai Clearing House will be allowed to temporarily clear certain swaps that are subject...

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SEC Halts Ponzi Scheme Aimed At Middle Class

The Securities and Exchange Commission has charged two California men and their investment firm with operating a Ponzi scheme as they purported to specialize in serving middle-class investors and...

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Dalian Commodity Exchange: Plastics Futures To Contribute To Structural...

On May 26, Dalian Commodity Exchange (DCE) joined hands with China Petroleum and Chemical Industry Federation (CPCIF) and China National Light Industry Council (CNLIC) to host the “China Plastics...

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