Statement On The Final Rule On Exhibit Hyperlinks And HTML Format,...
Good morning. I would like to thank staff in the Division of Corporation Finance for their work on this final rule on exhibit hyperlinks and HyperText Markup Language or HTML formatting. In...
View ArticleInside The Mind Of A Scammer: FCA Reveals The Tactics Investment Fraudsters...
The Financial Conduct Authority (FCA) is urging over 55s to check investment opportunities are genuine before they part with their money. This comes as new research*, commissioned as part of the FCA’s...
View ArticleSEC Proposes Inline XBRL Filing Of Tagged Data
The Securities and Exchange Commission today voted to propose amendments intended to improve the quality and accessibility of data submitted by public companies and mutual funds using eXtensible...
View ArticleOffice Of Financial Research Update: New Public Disclosures Shed Light On...
The U.S. Office of Financial Research today posted a Viewpoint paper, entitled, “New Public Disclosures Shed Light on Central Counterparties.” The Viewpoint says reforms after the financial crisis...
View ArticleSEC Proposes Rule Amendments To Improve Municipal Securities Disclosures
The Securities and Exchange Commission (SEC) today voted to propose rule amendments to improve investor protection and enhance transparency in the municipal securities market. read more...
View ArticleOneChicago Announces Trading Volume For February 2017
OneChicago, LLC (OCX), a securities finance exchange, today announced its February 2017 volume of 853,126, an increase of 8% year-over-year. OneChicago is a CFTC and SEC regulated exchange offering...
View ArticleSEC Approves Rules To Ease Investor Access To Exhibits In Company Filings
The Securities and Exchange Commission today voted to adopt rule and form amendments to make it easier for investors and other market participants to find and access exhibits in registration statements...
View ArticleSIFMA Statement On DOL's Proposed 60-Day Delay And Review Of The Fiduciary Rule
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the Department of Labor's proposal to delay the fiduciary rule for 60 days and open a 45-day comment...
View ArticleOpening Statement On Inline XBRL Filing Of Tagged Data, SEC Acting Chairman...
Next on the agenda is a recommendation that the Commission propose to require the use of Inline XBRL for the financial statement information and mutual fund risk/return summary information that is...
View ArticleNew York Attorney General Eric T. Schneiderman Responds To Lamar Smith: We...
Today, New York Attorney General Eric T. Schneiderman responded to a subpoena issued by the Chair of the House Committee on Science, Space, and Technology, Republican Texas Congressman Lamar Smith. In...
View ArticleOpening Statement On Hyperlinks And HTML Adopting Release - SEC Acting...
Next, we will consider and vote on a recommendation from the Division of Corporation Finance to issue an adopting release that will modernize and update our disclosure rules. Today’s action will bring...
View ArticleSEC’s Office Of The Investor Advocate To Hold Evidence Summit, Launch...
The Securities and Exchange Commission’s Office of the Investor Advocate today announced it will host an Evidence Summit to discuss strategies for raising retail investors’ understanding of key...
View ArticleCBOE Holdings Announces Election And Proration Results Relating To Its...
CBOE Holdings, Inc. (NASDAQ: CBOE) today announced the results of the elections made by former stockholders of Bats Global Markets, Inc. (Bats) regarding the merger consideration to be received in CBOE...
View ArticleNigerian Stock Exchange's Executive Director, Market Operations And...
Distinguished ladies and gentlemen:read more...
View ArticleBrexit: European Parliament Looks Into rRghts Of Europeans Living In The UK
Ever since the Brexit referendum EU citizens in the UK and UK nationals living in other EU countries face uncertainty about their ability to stay where they are. The British government has so far...
View ArticleFIA: Position Limits Rule Needs More Study And Hedging Exemptions
FIA has submitted comments urging the Commodity Futures Trading Commission (CFTC) to assess whether position limits are needed and to expand exemptions for hedging activities before setting any new...
View ArticleSEC’s Office Of The Investor Advocate To Hold Evidence Summit, Launch...
The Securities and Exchange Commission’s Office of the Investor Advocate today announced it will host an Evidence Summit to discuss strategies for raising retail investors’ understanding of key...
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