Steven Maijoor, ESMA Chair, Appears At Economic & Monetary Affairs...
Steven Maijoor, ESMA Chair, attended the annual hearing of the Chairs of the European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority...
View ArticleSix Exchanges Collectively Fine Merrill Lynch $3 Million For Violating The...
The Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGX Exchange, Inc., New York Stock Exchange LLC, NYSE Arca, Inc., and The NASDAQ Stock Market LLC (collectively, the “exchanges”) announced...
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SEC: Merrill Lynch Charged With Trading Controls Failures That Led To...
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay a $12.5 million penalty for maintaining ineffective trading controls that failed to prevent erroneous orders...
View ArticleOntario Securities Commission Seeks Applications For The Registrant Advisory...
The Ontario Securities Commission (OSC) is seeking applicants for membership on its Registrant Advisory Committee (RAC).read more...
View ArticleSEC Charges CEO And Boiler Room Operator With Fraud
The Securities and Exchange Commission today charged a former microcap company CEO and a boiler room operator with defrauding seniors and others who were pressured to invest in a pair of penny stock...
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Aligned to Achieve: How to Unite Your Sales and Marketing Teams into a Single...
A smart, practical guide to rocket-powered business growth Read More...
View ArticleNasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As...
At the end of the settlement date of September 15, 2016, short interest in 2,320 Nasdaq Global MarketSM securities totaled 7,538,279,223 shares compared with 7,371,196,258 shares in 2,329...
View ArticleSIFMA President And CEO Kenneth E. Bentsen, Jr. Opening Remarks At The 2016...
SIFMA President and CEO Kenneth E. Bentsen, Jr. opening remarks Monday, September 26 for the 2016 SIFMA Annual Meeting: The Capital Markets Conference with introductions for the One-on-One Conversation...
View ArticleNew York Attorney General Eric T. Schneiderman Announces Katherine Milgram As...
Attorney General Eric T. Schneiderman today announced the appointment of Katherine C. Milgram as the new Chief of the Attorney General’s Investor Protection Bureau, a part of the Division of Economic...
View ArticleShenzhen Stock Exchange Market Bulletin 26 September, 2016, Issue 33
The National Association of Financial Market Institutional Investors (NAFMII) published credit default swaps (CDS) rules on September 24, which supervises the issuance of commercial paper and some...
View ArticleMamdooh AlSedairy Appointed As A CEO Of Securities Depository Center Company
The Securities Depository Center Board of Directors has approved the appointment of Mr. Mamdooh Saud AlSedairy as a Chief Executive Officer of the Company effective 27/09/2016. Mamdooh has led several...
View ArticleJapan's Financial Services Agency: The Third Meeting Of The Panel Of Experts...
The Panel of Experts on FinTech Start-ups will hold its third meeting on October 5th, 2016 as follows.read more...
View ArticleCyprus Stock Exchange Monthly Bulletin - August 2016
Click here to download the August 2016 monthly bulletin of the Cyprus Stock Exchange.
View ArticleChina Construction Bank, Zurich Branch, Appoints SIX Securities Services As...
SIX Securities Services is to provide Swiss Franc and Euro interbank Clearing, Global Custody and Repo Trading Services.read more...
View ArticleAccuity Simplifies KYC With New Ultimate Beneficial Ownership Data
Understanding the risk that a financial counterparty represents to a financial institution is critical in deciding whether to continue to do business with an existing counterparty or to form a...
View ArticleICE Clear Singapore Announces J.P. Morgan As A New Clearing Member
Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that J.P. Morgan has been approved as a...
View ArticleVienna Stock Exchange Strongly Positioned As Trading System Service Provider...
As trading system service provider for five stock exchanges in the region, the Vienna Stock Exchange has been hosting its yearly partner exchange conference “PeXcon” in Vienna. 22 stock exchange...
View ArticleBoat Adds Innovative Insurance Offering To Increasing Portfolio Of Services
Boat Services Ltd, a fully owned subsidiary of leading exchange and clearing technology supplier Cinnober, has signed an agreement with Lloyd’s of London and ten managing agents to provide access to...
View ArticleKuflink Integrates Contego’s Multi-Source Identity Verification And...
Contego, the multi-source identity verification and risk-scoring platform, today has been appointed by Kuflink, the peer-to-peer lending platform, where loans are secured against UK based property, to...
View ArticleSWIFT Expands FX Portfolio With New Business Insights Information Service -...
SWIFT announces today that HSBC is the first customer to use its new FX Business Insights information service. The new FX service from SWIFT allows its customers to continuously measure their FX...
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